YearlingIQ for Financial Services
Comprehensive Financial Compliance & Risk Management
SOX Controls
Financial Reporting
Control Effectiveness
All 12 requirements met
Q4 assessment scheduled
0
Frameworks
0
Findings
YearlingIQ delivers specialized compliance solutions for banks, credit unions, fintech companies, and payment processors. Our platform streamlines adherence to complex financial regulations while ensuring data security, transaction integrity, and regulatory reporting accuracy.
Built for financial institutions that need more than basic compliance tracking, YearlingIQ provides integrated risk management across SOX, PCI DSS, GLBA, Basel III, and FFIEC guidelines while maintaining the security and audit capabilities essential for financial operations.
Financial Regulatory Frameworks & Compliance
- Sarbanes-Oxley (SOX) controls management with automated testing and reporting
- PCI DSS compliance for payment card data protection and secure processing
- Gramm-Leach-Bliley Act (GLBA) privacy and safeguards rule implementation
- Basel III capital adequacy and risk management framework support
- FFIEC cybersecurity guidelines and examination manual compliance
- Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) control tracking
Financial Operations & Risk Management
- Financial data protection with encryption and access controls for sensitive information
- Transaction monitoring and fraud detection compliance frameworks
- Operational risk management with real-time monitoring and incident response
- Vendor risk management for third-party financial service providers
- Business continuity planning tailored to financial institution requirements
- Regulatory examination preparation with comprehensive audit trail management
Banking Technology & Integration
- Core banking system integrations with compliance monitoring overlays
- Real-time regulatory reporting automation for federal and state requirements
- API security and fintech integration compliance management
- Cloud security frameworks for financial services (FedRAMP, shared responsibility)
- Mobile banking and digital payment compliance controls
- Cryptocurrency and digital asset compliance frameworks (where applicable)
Banking-Grade Security & Trust
Perfect For
Community banks and credit unions managing multiple regulatory requirements
Regional and national banks implementing comprehensive compliance programs
Fintech companies ensuring regulatory compliance while scaling operations
Payment processors maintaining PCI DSS and financial regulatory compliance
Financial holding companies managing subsidiary compliance across jurisdictions
Compliance officers needing real-time visibility across all financial regulations
Organizations preparing for regulatory examinations and compliance audits
Multi-state financial institutions requiring centralized compliance management
Financial Services Compliance Frameworks
Comprehensive coverage of financial regulatory requirements with automated compliance monitoring and reporting across all major banking and financial services frameworks.
Sarbanes-Oxley (SOX)
Financial reporting controls and corporate governance
Public companies and subsidiaries
PCI DSS
Payment card data security standards
Organizations handling cardholder data
Gramm-Leach-Bliley Act
Financial privacy and data protection requirements
Financial institutions and service providers
Basel III
International banking regulation and capital requirements
Banks and financial holding companies
FFIEC Guidelines
Federal financial institution cybersecurity standards
Banks, credit unions, and thrifts
Bank Secrecy Act
Anti-money laundering and financial crime prevention
Financial institutions and money service businesses